【公告】永道-KY股票初次上市前現金增資發行新股相關事宜

日 期：2023年02月22日

公司名稱：永道-KY (6863)

主 旨：永道-KY股票初次上市前現金增資發行新股相關事宜

發言人：林冠宇

說 明：

1.事實發生日:112/02/22

2.發生緣由:公告本公司股票初次上市前現金增資發行新股相關事宜

3.因應措施:無

4.其他應敘明事項:

一、本公司為配合初次上市前公開承銷辦理現金增資新台幣82,580,000元，發行

普通股8,258,000股，每股面額新台幣10元，業經臺灣證券交易所股份有限

公司112年1月30日臺證上二字第1121700226號函申報生效在案。

二、本次現金增資發行新股，除依公司法第267條規定，保留現金增資發行新股10%，

計826,000股由員工認購外，其餘股數7,432,000股為配合辦理上市需要，依據

證券交易法第28-1條規定及本公司111年10月11日股東臨時會決議通過，現金

增資發行新股為上市前公開承銷之股份來源，並由原股東放棄優先認購之權利，

不受原股東按原有股份比例儘先分認規定之限制。員工若有放棄或認購不足之

部分，授權董事長洽特定人認購之。對外公開承銷認購不足部分，擬依「中華

民國證券商業同業公會證券商承銷或再行銷售有價證券處理辦法」規定辦理。

三、本次現金增資發行新股8,258,000股，每股面額新台幣 10 元，計新台幣

82,580,000元，競價拍賣最低承銷價定為每股新台幣77.39元，依投標價格高

者優先得標，每一得標人應依其得標價格認購；公開承銷價格則以各得標單之

價格及數量加權平均所得之價格為之，並以最低承銷價格之1.08倍為上限，故

每股發行價格暫定以新台幣83.58元溢價發行。

四、本次現金增資發行新股之發行價格、發行條件、募集資金總額、資金來源、

計畫項目、預定資金運用進度及其他相關事宜，授權董事長全權處理；如因法令

規定、主管機關核示或因其他情事而有修正之必要，暨其他未盡事宜之處亦同。

五、本次現金增資發行新股認股繳款期間：

(一) 競價拍賣期間：112年3月1日至112年3月3日。

(二) 公開申購期間：112年3月9日至112年3月13日。

(三) 員工認股繳款期間：112年3月9日至112年3月13日。

(四) 競價拍賣扣款日期：112年3月6日。

(五) 公開申購扣款日期：112年3月14日。

(六) 特定人認股繳款日期：112年3月16日至112年3月17日。

(七) 增資基準日：112年3月17日。

六、本次現金增資發行之股份均採無實體發行，發行之新股權利義務與

原已發行普通股股份相同。

Contents:

1. Date of occurrence of the event:2023/02/22

2. Cause of occurrence: Announcement on matters related to cash

capital increase and issuance of new shares before the initial

listing of the company stock

3. Countermeasures: None

4. Any other matters that need to be specified:

(1) To conduct the public offering prior to the initial listing,

the Company issued 8,258,000 ordinary shares with a par value of

NT$10 per share to make a capital increase of NT$82,580,000 in

cash which has been declared effective by the Taiwan Stock Exchange

on January 30, 2023, reference no. 1121700226.

(2) 10% (826,000 shares) of the total new share issuance shall be

reserved for employees’ subscription in compliance to the Article

267 of the “Company Act”. The remaining 7,432,000 shares will be

publicly offered in accordance with the provisions of Article 28-1

of the“Securities and Exchange Act”and the resolution of the

Special Shareholders’ of the subsidiary Meeting held on October 11,

2022. The new issued share through capital increase are mandated for

pre-listing public offers, and the existing shareholders have

forfeited their subscription rights. The rights and duties of new

issuance are identical to those of the existing shares. If any

employee abandons or undersubscribes the reserved shares, the chairman

is authorized to contact specific persons to subscribe.

The insufficient part of the public underwriting subscription shall be

conducted in accordance with the provisions of the“Taiwan Securities

Association Rules Governing Underwriting and Resale of Securities by

Securities Firms.”

(3) The cash capital increase issued 8,258,000 new shares, with a

nominal value of NT$10 per share, totaled at NT$82,580,000, and the

minimum underwriting price at auction was set at NT$77.39 per share,

participants shall subscribe shares according to the winning bid price;

the public underwriting price is based on the price of each bid and the

weighted average price of the quantity, and the upper limit is 1.08

times the minimum underwriting price. Therefore, the issuance price

per share is tentatively set at a premium of NT$83.58.

(4) If there is any changes of the new shares issuance by cash capital

increase regards to the numbers of issuance shares, issuance price,

issuance conditions, projected utilization plan, total raising amount

as well as any other matters relevant needs to be modified in

accordance to the regulations, ordered by the authorities or due to

the other circumstances, the chairman is authorized to make corresponding

changes; if it is necessary to amend due to laws and regulations,

requests from competent authorities or other circumstances, and the same

rule shall apply to other not specified matters.

(5) The subscription payment period for the new issuance through cash

capital increase:

1. Bid auction period: 2023/3/1 ~ 2023/3/3

2. Public subscription period: 2023/3/9 ~ 2023/3/13

3. Employee stock payment period: 2023/3/9 ~ 2023/3/13

4. Bid auction deduction date: 2023/3/6

5. Public subscription deduction date: 2023/3/14

6. Specific person subscription payment date: 2023/3/16 ~ 2023/3/17

7. Record date of capital increase: 2023/3/17

(6) The shares issued in this cash capital increase are issued without

entity, and the rights and obligations of the new shares issued are

the same as the ordinal shares of common stock.